Fine
0
Mark Samuel Taylor Fined £36,285 by the Financial Conduct Authority
0

engaging in market abuse (insider dealing)

0
Clydesdale Bank Plc Fined £20,678,300 by the Financial Conduct Authority
0

For breaching Principle 6 of the Authority's Principles.

0
Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) Fined £560,000 by the Financial Conduct Authority
0

For breaches of Principles 3 and 7, SYSC 3.2.6R and Certain applicable rules set out in COB and COBS.

0
Deutsche Bank AG fined £4,718,800 by the Financial Conduct Authority
0

For failing to accurately report all the CFD Equity Swaps.

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