Fine
0
0
pursuant to section 66 and section 56 of the Act
FCA
0
0
breached Statement of Principle 1 of the Authority’s Statements of Principle
0
0
pursuant to section 205 of the Financial Services and Markets Act 2000
0
0
pursuant to section 56 and section 66 of the Act
0
0
For breaches of Principles 3 and 8 of the Authority’s Principles for Businesses
0
0
breach of Statement of Principle 1 of the Statements of Principle
0
0
for engaging in market abuse (insider dealing)
0
0
pursuant to section 66 and section 56 of the Act
0
0
breached Principle 1 of the Statements of Principle and Code of Practice for Approved Persons by failing to act with integrity
0
0
accordance with section 206 of the Financial Services and Markets Act 2000
