FCA
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Invesco Asset Management Limited Invesco Fund Managers Limited Fined £18,643,000 by the Financial Conduct Authority
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For not complying with investment limits which are designed to protect consumers by limiting their exposure to risk.

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Lloyds TSB Bank plc Bank of Scotland plc Fined £28,038,800 by the Financial Conduct Authority
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For serious failings in the systems and controls governing financial incentives to sales staff.

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John Douglas Leslie Fined £28,000 by the Financial Conduct Authority
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For failing to meet minimum regulatory standards in terms of performing significant influence functions with due skill, care and diligence.

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The Prudential Assurance Company Limited Fined £16,000,000 by the Financial Conduct Authority
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For failing to deal with the FSA in an open and cooperative manner.

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Swinton Group Limited Fined £7,380,400 and Banned by the Financial Conduct Authority
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Swinton breached Principles 3 (Management and control), 6 (Customers’ interests) and 7 (Communications with clients) of the Authority’s Principles for ...

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FCA warns against Bizzy Loans clone frim
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Fraudulent, Unregulated

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FCA warns against DuetInvest clone firm
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Fraudulent, Unregulated

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